Home Wealth Management RIA Individuals Roundup: EP Wealth Advisors Faucets Kyle Miller to Lead M&A

RIA Individuals Roundup: EP Wealth Advisors Faucets Kyle Miller to Lead M&A

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RIA Individuals Roundup: EP Wealth Advisors Faucets Kyle Miller to Lead M&A

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EP Wealth Advisors, Emigrant Companions, Americana Companions and Captrust introduced new hires and a few promotions this week, primarily in help of development initiatives. EP employed a brand new head of M&A, whereas Emigrant named three people to assist “speed up development,” Americana Companions introduced on a brand new managing director and Captrust employed a brand new chief compliance officer.

In earlier information, Focus Monetary elevated a number of current staff because the agency strikes to consolidate greater than 90 companion companies.

EP Wealth Advisors Faucets Kyle Miller to Lead M&A

EP Wealth Advisors, a Southern California-based RIA managing round $19.5 billion in belongings, has employed Kyle Miller as its first M&A government after finishing greater than 30 acquisitions in six years.

Previously vice chairman of mergers and acquisitions for insurance coverage agency Acrisure, the place he led greater than 165 offers over eight years, Kyle Miller started his place as a managing director and head of M&A for EP this month. Primarily based in Chicago, he’ll work carefully with non-public fairness companion Wealth Companions Capital Group to seek out and pursue enticing alternatives in new areas and areas the place the agency has a smaller footprint, based on an announcement.

Along with Miller, Shelly Wright lately joined the agency as director of the undertaking administration workplace. The position was created earlier this 12 months to help the execution of agency initiatives and scaling of companies nationally.

EP additionally introduced it expanded Alan Berkshire’s position to chief administrative officer from common counsel and head of authorized. In his new place, he can even head up operations, consumer service and partnership integration.

Emigrant Companions Declares Strategic Hires, Enlargement of Advisory, Funding Groups

Emigrant Companions, a bank-owned capital investor within the unbiased wealth administration house, introduced a trio of latest hires becoming a member of its advisory staff and funding group.

Mark Bruno, former managing director of wealth administration at WealthManagement.com’s guardian firm Informa, has joined Emigrant as managing director and head of strategic advisory, whereas Jason Ehrlich has left non-public fairness agency Towerbrook Companions to step into the roles of managing director and head of investments at Emigrant. Sam Grewal, who moved to Emigrant Companions from Emigrant Financial institution over the summer season, has taken on the position of vice chairman of investments.

The additions are meant to bolster experience within the wealth and asset administration industries, based on the announcement, whereas extending the agency’s attain inside the registered funding advisory house.  

All three will work with Emigrant’s 20 companion companies—which handle greater than $95 billion in collective belongings—to determine natural and inorganic development alternatives, whereas discovering alternatives to broaden the platform. As well as, Bruno is creating and producing a brand new podcast sequence, set to debut earlier than the top of the 12 months, highlighting prime executives from across the trade.

“Jason and Mark carry a collective data of wealth and asset administration that may instantly translate to the continued development and success of our current companion companies,” Emigrant Companions President and CEO Jenny Souza stated in an announcement. “They’ve distinctive and extremely complementary ability units, mixed with deep relationships throughout the wealth and asset administration communities that may assist drive a brand new wave of development.”

“The idea of with the ability to present really long-term, affected person capital to corporations that need to stay unbiased—however are hungry to study from and develop with a strategic companion like our staff—is actually distinctive in our house,” stated Bruno. “Personally, I’m hoping to assist our companion companies speed up their natural development and do it in a method that units an instance and raises the bar for the remainder of the RIA trade. The chance is large and we’re simply getting began.”

Americana Companions Provides John Carlisle in Dallas

Houston-based Americana Companions introduced John Carlisle has joined the agency as managing director in Dallas.

With a 30-year historical past in brokerage and fairness, Carlisle’s profession has spanned time with UBS, Morgan Stanley and, most lately, Jeffries, the place he was regional head within the Southwest U.S. His major duties in his new position are to develop AUM, construct out the Dallas follow and develop new enterprise alternatives.

“The potential for brand spanking new challenges and alternatives that an unbiased agency like Americana affords could be very totally different from my background within the main wirehouse house,” Carlisle stated. “I’m excited to affix this fast-growing, dynamic follow and reuniting with my long-time Morgan Stanley colleagues.”

Based in 2019, Americana Companions is a part of Dynasty Monetary Companions’ Community of unbiased monetary advisory companies and manages round $3.8 billion in belongings throughout 775 shoppers.

Ann Leddy Joins Captrust as Chief Compliance Officer

Ann Leddy turned the most recent chief compliance officer at Captrust in September, becoming a member of the agency after three years operating compliance for Vanguard’s retail consumer division and greater than six as director of authorized and compliance for BlackRock. Her profession has additionally included time with Goldman Sachs, Merrill Lynch and the U.S. Securities and Alternate Fee.

Captrust’s former CCO Denise Buchanan, who has been with the agency for greater than twenty years, has stepped into the position of the senior director of compliance and is working with Leddy in the course of the transition.

In her new place, Leddy is chargeable for the agency’s regulatory compliance program, together with the design and implementation of insurance policies, procedures and controls to adjust to regulatory necessities, monitoring and testing for adherence to these controls, whereas additionally furthering the agency’s tradition of compliance.  

Based in 1997 and registered with the SEC in 2003, Raleigh, N.C.-based Captrust employs near 1,500 staff throughout 85 places, overseeing greater than $832 billion in consumer belongings, together with a little bit greater than $143 billion in SEC-registered AUM. The agency is minority owned by GTCR and Carlyle.

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